A risk-and-control checklist covering access management, change management, segregation of duties, backup/recovery and authentication — the IT-environment controls SIA 520 and the ICFR framework both rely on.
Entity: ___ · Period: ___ · System(s) in scope: ___
Scope: the IT-environment controls under SIA 520 — access management, change management, segregation of duties, backup/recovery and authentication. These controls also underpin any automated/IT-dependent control relied on elsewhere in the audit universe; a deficiency here can invalidate reliance on those downstream controls.
This template follows the format published by the Institute of Chartered Accountants of India (ICAI) in the AASB Audit Working Paper Templates (June 2023), the authoritative reference for Indian statutory-audit documentation. Fill in your firm’s letterhead and the engagement details on the form above, click Download Word file, and you’ll get a fully formatted .docx ready to use.
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