Track a control deficiency from rating through fix to retest and closure.
Scope / period: ___ | Prepared by: ___ | Reviewed by: ___ | Date: ___
Track each control deficiency from identification through the fix and the retest. A deficiency is closed only when the retest shows the control worked for a sufficient period and number of occurrences, as your methodology defines.
Open items at period end should be assessed for their effect on the overall conclusion on controls.
This template follows the format published by the Institute of Chartered Accountants of India (ICAI) in the AASB Audit Working Paper Templates (June 2023), the authoritative reference for Indian statutory-audit documentation. Fill in your firm’s letterhead and the engagement details on the form above, click Download Word file, and you’ll get a fully formatted .docx ready to use.
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