Check scope, risk assessment, SoA, internal audit and management review before the stage 1 review.
Scope / period: ___ | Prepared by: ___ | Reviewed by: ___ | Date: ___
Use this before the certification body's stage 1 review, which looks at whether the system is documented and ready for the stage 2 audit. Check the current edition of the standard and your certification body's own requirements for what it asks to see.
Agree with the certification body the dates, sites and people the auditors need access to. Close the gaps before stage 2; a stage 1 finding left open can delay certification.
This template follows the format published by the Institute of Chartered Accountants of India (ICAI) in the AASB Audit Working Paper Templates (June 2023), the authoritative reference for Indian statutory-audit documentation. Fill in your firm’s letterhead and the engagement details on the form above, click Download Word file, and you’ll get a fully formatted .docx ready to use.
Everything is generated in your browser and on a stateless API endpoint — no account, nothing stored on our servers. We’ll ask for a work email once before your first download so we can send you the file and the occasional relevant update; after that, downloads on this device are instant. Edit freely in Word, Google Docs or Pages before sending to your client.
