Plan testing of access, change and operations controls for the systems behind financial reporting.
Scope / period: ___ | Prepared by: ___ | Reviewed by: ___ | Date: ___
Plan the testing of IT general controls over systems that support key financial reporting controls. Sample sizes and test periods come from the company's methodology; the blanks below are for you to fill in. Check current PCAOB and SEC guidance and the company's approach to IT scoping.
This template follows the format published by the Institute of Chartered Accountants of India (ICAI) in the AASB Audit Working Paper Templates (June 2023), the authoritative reference for Indian statutory-audit documentation. Fill in your firm’s letterhead and the engagement details on the form above, click Download Word file, and you’ll get a fully formatted .docx ready to use.
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