CORAA University · Tool
SQM 1 Implementation Checklist
Track your firm’s readiness across all 8 SQM 1 components. Check off items, monitor progress, and download a PDF report.
Overall Progress
0/ 50 items(0%)
Not Started
SQM 1 mandatory from April 1, 2026. Estimated time to complete remaining items: 150 hours (~19 working days).
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Implementation Summary
Component 1: Governance & Leadership0%
Component 2: Ethical Requirements0%
Component 3: Acceptance & Continuance0%
Component 4: Engagement Performance0%
Component 5: Resources0%
Component 6: Information & Communication0%
Component 7: Monitoring & Remediation0%
Component 8: Risk Assessment Process0%
Priority: Focus on These Components First
- 1. Component 1: Governance & Leadership — 0/7 completed (0%)
- 2. Component 2: Ethical Requirements — 0/6 completed (0%)
- 3. Component 3: Acceptance & Continuance — 0/6 completed (0%)
0%
Complete
50
Items Remaining
150
Est. Hours Left
19
Working Days
Target Deadline: SQM 1 compliance is mandatory from April 1, 2026. Complete the remaining 50 items to achieve full compliance.
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